Securities and Financial Services Law, 10th edition

A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

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ISBN/ISSN: 9780409352795
Release Date: April 19, 2021
In Stock
AUD$ 171.00
ISBN/ISSN: 9780409352801
Release Date: April 19, 2021
AUD$ 171.00

Product description

Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.


• Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation.

Related Titles

• Baxt, Black & Hanrahan, Securities and Financial Services Law, 9th edition


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Table of contents

  • Part 1 — Introduction

  • Chapter 1 Regulating securities and markets

  • Chapter 2 Administration of the securities and financial services laws

  • Chapter 3 Defining financial products

  • Part 2 — Issuers

  • Chapter 4 Offering securities under Ch 6D

  • Chapter 5 Offering financial products under Pt 7.9

  • Chapter 6 Continuous disclosure

  • Chapter 7 Liability for defective disclosure

  • Chapter 8 Investor claims for defective disclosure

  • Part 3 — Markets

  • Chapter 9 Market infrastructure providers

  • Part 4 — Intermediaries

  • Chapter 10 Australian financial services licensing

  • Chapter 11 Financial services licensees and their clients

  • Part 5 — Market conduct

  • Chapter 12 Consumer protection

  • Chapter 13 Market misconduct, prohibited conduct and short selling

  • Chapter 14 Insider trading