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Funds Management in Australia: Officers' Duties and Liabilities

Funds Management in Australia: Officers' Duties and Liabilities

Hanrahan, P, 2007

Available Formats

Format ISBN Price
Book 9780409323610 $220.00

This work identifies and explains the basis on which individual officers are made accountable for the management and conduct of the company's funds management operations.
Format: Hardback

Description

This work identifies and explains the basis on which individual officers are made accountable for the management and conduct of the company's funds management operations.

The text discusses these duties with reference to registered managed investment schemes, wholesale unit trusts and investment pools, public offer superannuation entities, investment linked life insurance, investment companies, and individual investment mandates.

Table of Contents

Part I: Funds management law and regulation
Chapter 1 - Introduction
Chapter 2 - Funds management and the general law
Chapter 3 - Financial services regulation
Chapter 4 - Product regulation and prudential supervision
Part II: Officers' duties and liabilities 
Chapter 5 - Officers 
Chapter 6 - The pattern of officers' accountability 
Chapter 7 - Officers' duties of care and effort 
Chapter 8 - Officers' duties governing the exercise of powers and discretions 
Chapter 9 - Conflicts of interest and collateral advantage 
Chapter 10 - Disclosure 
Chapter 11 - Liability for participation in the company?s wrongdoing 
Chapter 12 - Directors' liability for debts wrongfully incurred 
Part III: Enforcement 
Chapter 13 - Public law sanctions 
Chapter 14 - Private remedies

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Pricing Information

$220.00AUD

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