Securities and Financial Services Law, 10th edition
A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.
Select a format
One Year Subscription Only Terms
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing firstname.lastname@example.org; or returning the invoice marked 'CANCEL'.
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.
• Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation.
• Baxt, Black & Hanrahan, Securities and Financial Services Law, 9th edition
Table of contents
- Part 1 — Introduction
- Chapter 1 Regulating securities and markets
- Chapter 2 Administration of the securities and financial services laws
- Chapter 3 Defining financial products
- Part 2 — Issuers
- Chapter 4 Offering securities under Ch 6D
- Chapter 5 Offering financial products under Pt 7.9
- Chapter 6 Continuous disclosure
- Chapter 7 Liability for defective disclosure
- Chapter 8 Investor claims for defective disclosure
- Part 3 — Markets
- Chapter 9 Market infrastructure providers
- Part 4 — Intermediaries
- Chapter 10 Australian financial services licensing
- Chapter 11 Financial services licensees and their clients
- Part 5 — Market conduct
- Chapter 12 Consumer protection
- Chapter 13 Market misconduct, prohibited conduct and short selling
- Chapter 14 Insider trading